Regulation NMS

Results: 1042



#Item
661Investment / Chicago Stock Exchange / Finance / Stock market / Financial services / Broker-dealer / Securities Exchange Act / Order / Regulation NMS / Financial economics / United States Securities and Exchange Commission / Financial markets

Exhibit 5 to File No. SR-CHX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2012-01-19 11:32:45
662Honda NSX / Stock market / Order / Regulation NMS

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]February 1, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Adopt a New

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Source URL: www.sec.gov

Language: English - Date: 2013-02-03 12:07:14
663International Securities Exchange / Finance / Regulation NMS / Securities Exchange Act / Ise / Market maker / Algorithmic trading / Financial system / Financial markets / United States Securities and Exchange Commission / Financial economics

Order Granting Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Market Maker Quote Interaction; Rel. No[removed], File No. SR-ISE[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-23 14:45:43
66473rd United States Congress / United States securities law / Economy of the United States / Regulation NMS / Securities Exchange Act / Financial economics / U.S. Securities and Exchange Commission / Order / Investment / United States Securities and Exchange Commission / Chicago Stock Exchange / Stock market

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding Trading in Sub-Penny Increments; Rel. No[removed], File No. SR-CHX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-19 17:35:19
665United States securities law / Financial economics / Regulation NMS / Securities Exchange Act / New York Stock Exchange / Market maker / Financial system / Finance / United States Securities and Exchange Commission / Financial markets / Economy of the United States

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2010-01-06 13:06:07
666Chicago Board Options Exchange / Investment / Mathematical finance / Routing / Regulation NMS / Order / Algorithmic trading / Workstation / Finance / Stock market / Financial markets / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR- C2[removed]July 16, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Propos

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Source URL: www.sec.gov

Language: English - Date: 2013-07-17 08:06:29
667Financial economics / Investment / Order / Regulation NMS / Algorithmic trading / Bid price / Financial markets / Stock market / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]August 14, 2012 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2012-08-14 19:25:24
668Financial markets / Business / BATS Global Markets / Order / Regulation NMS / Finance / Mathematical finance / Chicago Stock Exchange / Stock market / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]June 12, 2013 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2013-06-13 06:32:04
669United States securities law / Financial markets / Mathematical finance / Finance / Investment / Regulation NMS / Routing / Securities Exchange Act / Algorithmic trading / United States Securities and Exchange Commission / Financial economics / Stock market

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, entitled "Order Execution"

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Source URL: www.sec.gov

Language: English - Date: 2010-07-01 15:15:09
670Financial economics / Investment / United States Securities and Exchange Commission / Order / Regulation NMS / Algorithmic trading / Bid price / Securities Exchange Act / Financial markets / Stock market / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]August 14, 2012 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2012-08-14 19:26:50
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